In the financial services sector, non-financial misconduct can expose individuals and firms to multiple risks. At the same time, it can breach employment law and contravene regulatory conduct rules, as well as impacting fitness and propriety status. Different rules apply which can cause challenges for firms if Compliance and HR are not aligned. Join our webinar to hear from two experts, Catherine Turner from employment and Polly James from compliance, who will share their insights and best practices on this complex and evolving topic. This webinar is ideal for anyone who advises individuals or firms in financial services, or who wants to learn more about non-financial misconduct.
Fees
- Sole licence – one link, one viewer: £35 + VAT
- Team licence – one link, up to 10 viewers: £140 + VAT
Discounts
We also offer the following discounts on the full fee:
- 100% discount for members in the voluntary or not-for-profit sector (with no booking deadline)
- 100% discount for pupil barristers or barristers less than 2 years call (with no booking deadline)
- Please note only one discount will be applied per booking.
This webinar will be held on Zoom.
If you are unable to make the date, please register if you would like to receive the ‘on demand’ recording of this webinar.
Once you have booked, you will receive an email containing the login details for the online event, please ela [at] elaweb.org.uk (contact us) if you have any queries.
If you are purchasing a “sole licence” subject to your strict compliance with these terms and conditions, we hereby grant you a non-exclusive, non-transferable, non-sublicensable, limited licence for you to view the webinar / content in your personal capacity. You may not share your login credentials with anyone else and you may not share or broadcast the webinar / content to any other persons.
If you are purchasing a “team licence”, subject to your strict compliance with these terms and conditions, we hereby grant you a non-exclusive, non-transferable, non-sublicensable, limited licence for you and up to 10 persons employed by the same employer to view the webinar / content TOGETHER for internal business purposes in ONE room.
VERY IMPORTANT: Please note that only one access link is provided whether booking the sole or team licence. The team licence link can only be accessed by one device during the live webinar. ELA cannot provide multiple free links during or after the event if you have purchased a team licence, assuming it would supply 10 individual links (which it does not). Individual links can be purchased before and after the event if required. No free links are provided for paid-for ELA events.
If you are not a current member of ELA and would like to join and attend this event (or any other events), please email ela [at] elaweb.org.uk (ela[at]elaweb[dot]org[dot]uk) or telephone 01895 256972 and we will be happy to bring you into membership and reserve your place at this event.